Anti Money Laundering

Important Information About Procedures for Opening a New Account With Planned Investment Company, Inc.

To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account.

In order to open an account with Planned Investment Co., Inc. we will ask for your Name, Address, Date of Birth, Social Security number or Employer Identification number, as well as your Government Issued Identification number showing nationality, residence and a photograph of you. 

The U.S. Department of the Treasury, Securities and Exchange Commission and FINRA (formerly NASD) already require that we obtain additional information, such as your net worth, annual income, occupation, employment information, investment experience & objectives and risk tolerance.

We may not be able to open an account or carry out transactions for you if you don't provide the information requested or your identity cannot be verified. If an account has already been opened, we may have to close it.

Thank you for your assistance in making every effort to adhere to governmental regulations pertaining to this issue.

Please contact us at 317-575-8804 or if you have any questions, comments or concerns.